Investment Banking & Capital Markets

Our Services

Investment Banking & Capital Markets

CastleOak's Investment Banking and Capital Markets Team delivers a comprehensive range of capital raising and advisory solutions to achieve the strategic objectives of our corporate, governmental, and institutional clients.

As a boutique investment banking firm, our senior leadership team combines high touch service with top-notch advisory expertise. Throughout our history, CastleOak has enjoyed significant repeat business stemming from our consistent ability to drive high quality outcomes for our valued clients.

Proven Capabilities to Assist:

Fortune 500 companies
Middle-Market Public and Private Companies
Unicorns and Decacorns
Private Equity Firms
Venture Capital Firms
U.S. Government Agencies
U.S. Government-Sponsored Enterprises
Supranational Organizations

Capital Markets Services

Investment Grade, High Yield, GSE and Supranational Debt Underwriting
IPOs, Follow-On and Block Trade Equity Underwriting
Structured Finance Underwriting (ABS, RMBS, CMBS, CDOs)
Share Repurchase Execution
Commercial Paper, CDs and Yankee CDs
Liability Management
Cash Management & Liquidity Solutions
Investor Relations & Corporate Access

Industry Coverage Experience

Basic Materials

Communications

Consumer Products & Retail

Defense & Aerospace

Energy & Renewables

Financial Institutions

Financial Sponsors

Government

Healthcare & Pharmaceuticals

Industrials

Information Technology

Infrastructure & Utilities

Media

Real Estate

Transportation

Capabilities

Debt Capital Markets

Equity Capital Markets

Share Repurchase

CastleOak provides a full suite of debt capital markets services to our clients. CastleOak Securities underwrites, distributes, and trades a full range of fixed income products. The strength of our firm lies in our differentiated distribution network, coupled with strong capital position and structuring/underwriting capabilities.

CastleOak's Debt Capital Markets team presents clients with the most appropriate financing solutions for their specific needs. We also provide market intelligence to clients through a regularly-published newsletter highlighting recent trends and transactions.

CastleOak provides a full suite of Equity Capital Markets services to our institutional clients. The firm's Equity Capital Markets group oversees the firm's activities in the new issue equity and equity-linked securities markets.

Initial public offerings
Follow-on offerings
Non-Deal Roadshows
Private investment in public equity (PIPEs)
Private Placements

The collective share repurchase program experience of CastleOak's trading teams is significant and encompasses a variety of stocks in many different market environments and circumstances.

Our repurchase desk recognizes that our corporate repurchase programs have many objectives which need to be realized while being compliant with 10B-18 and 10B5-1 SEC rules. Our high level execution, clean clearing and payment has allowed CastleOak to be involved in multiple rotations from blue chip issuers.

CastleOak is proud to count some of the world's most recognized brands among its client base.

For more information, contact our team.

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